SEC Form 4 · accession 0000096021-18-000121
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian R Todd
Officer — SVP
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 9,147 | $27.65 | A | 11,747 | D | |
| Common Stock | Aug 15, 2018 | S | 9,147 | $73.82 | D | 2,600 | D | |
| Common Stock | Aug 16, 2018 | M | 1,701 | $27.65 | A | 4,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3,F2 | $27.65 | Aug 15, 2018 | M | 9,147 | D | — | Nov 14, 2018 | Common Stock | 9,147 | 1,701 | D |
| Stock Options (Right to Buy)F3,F2 | $27.65 | Aug 16, 2018 | M | 1,701 | D | — | Nov 14, 2018 | Common Stock | 1,701 | 0 | D |
Explanation of responses
- F1The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
- F2Options are fully exercisable.
- F3Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.