SEC Form 4 · accession 0000096021-16-000373
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Charlton
Officer — Executive Vice President
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 5,988 | $33.40 | A | 52,353 | D | |
| Common StockF2 | Nov 18, 2016 | F | 1,258 | $53.36 | D | 51,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4,F3 | $33.40 | Nov 17, 2016 | M | 5,988 | D | — | Nov 14, 2023 | Common Stock | 5,988 | 28,309 | D |
Explanation of responses
- F1The exercise was effected pursuant to a Rule 10b5-1 Plan.
- F2These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
- F3Options are fully exercisable.
- F4Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.