SEC Form 4 · accession 0000096021-16-000328
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg D Bertrand
Officer — SVP
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | F | 2,719 | $53.13 | D | 38,272 | D | |
| Common Stock | Nov 15, 2016 | M | 9,125 | $27.65 | A | 47,397 | D | |
| Common Stock | Nov 15, 2016 | S | 7,382 | $53.50 | D | 40,015 | D | |
| Common StockF1 | Nov 15, 2016 | F | 1,636 | $53.49 | D | 38,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F4,F3 | $27.65 | Nov 15, 2016 | M | 9,125 | D | — | Nov 14, 2018 | Common Stock | 9,125 | 0 | D |
Explanation of responses
- F1These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
- F2The exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.
- F3Options are fully exercisable.
- F4Options granted by the Compensation Committee of the company's Board of Directors prusuant to the 2007 Stock Incentive Plan, as amended.