SEC Form 4 · accession 0000096021-16-000310
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B. Day
Officer — Executive Vice President
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | M | 26,507 | $33.40 | A | 132,790 | D | |
| Common Stock | Oct 3, 2016 | S | 26,507 | $49.00 | D | 106,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3,F2 | $33.40 | Oct 3, 2016 | M | 26,507 | D | — | Nov 14, 2023 | Common Stock | 26,507 | 106,028 | D |
Explanation of responses
- F1The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
- F2Options are fully exercisable.
- F3Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.