SEC Form 4 · accession 0000096021-16-000222
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel T. Grade
Officer — EVP and CFO
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2016 | M | 16,428 | $29.96 | A | 58,042 | D | |
| Common Stock | Jun 17, 2016 | S | 16,428 | $49.96 | D | 41,614 | D | |
| Common Stock | Jun 20, 2016 | M | 1,009 | $29.96 | A | 42,623 | D | |
| Common Stock | holding | — | — | — | 247 | I | Held in trust for son. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F4,F3 | $29.96 | Jun 17, 2016 | M | 16,428 | D | — | Nov 13, 2019 | Common Stock | 16,428 | 70,760 | D |
| Stock Options (Right to buy)F4,F3 | $29.96 | Jun 20, 2016 | M | 1,009 | D | — | Nov 13, 2019 | Common Stock | 1,009 | 69,751 | D |
Explanation of responses
- F1The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.
- F2The exercise was effected pursuant to a Rule 10b5-1 trading plan.
- F3Options are fully exercisable.
- F4Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.