SEC Form 4 · accession 0000096021-16-000202
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell T. Libby
Officer — Executive Vice President
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 3,839 | $28.87 | A | 73,421 | D | |
| Common Stock | May 3, 2016 | F | 2,280 | $48.61 | D | 71,141 | D | |
| Common Stock | May 3, 2016 | M | 1,423 | $27.65 | A | 72,564 | D | |
| Common Stock | May 3, 2016 | F | 809 | $48.61 | D | 71,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3,F2 | $28.87 | May 3, 2016 | M | 3,839 | D | — | Nov 10, 2017 | Common Stock | 3,839 | 2,461 | D |
| Stock Options (Right to buy)F3,F2 | $27.65 | May 3, 2016 | M | 1,423 | D | — | Nov 14, 2018 | Common Stock | 1,423 | 48,577 | D |
Explanation of responses
- F1Represents previously-owned shares having a fair market value of $48.61 per share that were delivered by the reporting person in payment of the option exercise price.
- F2Options are fully exercisable.
- F3Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.