SEC Form 4 · accession 0000095953-19-000036
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C Bram
Officer — CEO & President · Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 12, 2019 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | P | 7,000 | $15.00 | A | 254,967 | D | |
| Common Stock | Mar 7, 2019 | F | 1,040 | $12.87 | D | 253,927 | D | |
| Common Stock | Mar 7, 2019 | P | 3,000 | $14.88 | A | 32,763 | I | Spouse |
| Common Stock | holding | — | — | — | 14,409 | I | IRA | |
| Common Stock | holding | — | — | — | 3,150 | I | 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.01 | holding | — | — | — | — | Feb 10, 2025 | Common Stock | 2,030 | 2,030 | D |
Explanation of responses
- F1Options vest in equal installments of 20% beginning one year from date of grant.