SEC Form 4 · accession 0000095953-19-000019
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C Bram
Officer — CEO & President · Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 13, 2019 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | A | 31,658 | $15.715 | A | 261,599 | D | |
| Common Stock | Feb 12, 2019 | F | 13,632 | $14.00 | D | 247,967 | D | |
| Common Stock | holding | — | — | — | 29,763 | I | Spouse | |
| Common Stock | holding | — | — | — | 14,409 | I | IRA | |
| Common Stock | holding | — | — | — | 3,150 | I | 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.01 | holding | — | — | — | — | Feb 10, 2025 | Common Stock | 2,030 | 2,030 | D |
Explanation of responses
- F1Options vest in equal installments of 20% beginning one year from date of grant.