SEC Form 4 · accession 0000095953-18-000076
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C Bram
Officer — CEO & President · Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 18, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2018 | P | 1,800 | $22.27 | A | 14,409 | I | IRA |
| Common Stock | holding | — | — | — | 226,441 | D | ||
| Common Stock | holding | — | — | — | 28,763 | I | Spouse | |
| Common Stock | holding | — | — | — | 3,150 | I | 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.01 | holding | — | — | — | — | Feb 10, 2025 | Common Stock | 2,030 | 2,030 | D |
Explanation of responses
- F1Options vest in equal installments of 20% beginning one year from date of grant.