SEC Form 4 · accession 0000095953-17-000031
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry L Guy
Director
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2017 | P | 4,200 | $11.60 | A | 36,409 | D | |
| Common Stock | Mar 21, 2017 | A | 400 | $11.70 | A | 400 | I | By Modern Holdings Incorporated |
| Common Stock | holding | — | — | — | 135 | I | UTMA for Child E. K. Guy | |
| Common Stock | holding | — | — | — | 135 | I | UTMA for Child - H. V. Guy | |
| Common Stock | holding | — | — | — | 135 | I | UTMA for child - H. L. Guy | |
| Common Stock | holding | — | — | — | 135 | I | UTMA for Child - G. E. Guy |
Table II — derivative securities
No Table II lines on this filing.