SEC Form 4 · accession 0000095953-17-000007
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Gibson
Officer — President of Subsidiary
Period of report
Feb 8, 2017
Accepted (ET)
Feb 13, 2017 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | A | 6,805 | $12.30 | A | 21,486 | D | |
| Common Stock | holding | — | — | — | 7,076 | I | 401(k) Trust | |
| Common Stock | holding | — | — | — | 1,896 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.01 | holding | — | — | — | — | Feb 10, 2025 | Common Stock | 2,092 | 2,092 | D |
| Employee Stock Option (right to buy)F1 | $14.76 | holding | — | — | — | — | Feb 20, 2024 | Common Stock | 3,398 | 3,398 | D |
Explanation of responses
- F1Options vest in equal installments of 20% beginning one year from date of grant.