SEC Form 4 · accession 0000095953-16-000182
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murray H Wright
Director
Period of report
May 9, 2016
Accepted (ET)
May 9, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | A | 3,105 | $8.05 | A | 4,208 | D | |
| Common StockF1 | holding | — | — | — | 20,000 | I | Limited Family Partnership | |
| Common StockF2 | holding | — | — | — | 579 | I | Spousal IRA | |
| Common StockF3 | holding | — | — | — | 4,251 | I | Spouse | |
| Common StockF4 | holding | — | — | — | 6,260 | I | Trust for Minor Son | |
| Common StockF5 | holding | — | — | — | 4,251 | I | Spouse | |
| Common Stock | holding | — | — | — | 80,350 | I | Revocable Trust | |
| Common StockF5 | holding | — | — | — | 579 | I | Spousal IRA | |
| Common StockF6 | holding | — | — | — | 4,251 | I | Spouse | |
| Common StockF7 | holding | — | — | — | 0 | I | Trust for Minor Son | |
| Common StockF3 | holding | — | — | — | 579 | I | Spousal IRA | |
| Common StockF4 | holding | — | — | — | 5,630 | I | Trust for Minor Daughter | |
| Common StockF7 | holding | — | — | — | 5,630 | I | Trust for Minor Daugter | |
| Common StockF7 | holding | — | — | — | 5,630 | I | Trust for Minor Daughter | |
| Common StockF8 | holding | — | — | — | 4,251 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 4,251 | I | Spouse | |
| Common StockF9 | holding | — | — | — | 0 | I | Limited Family Partnership | |
| Common StockF6 | holding | — | — | — | 579 | I | Spousal IRA | |
| Common StockF8 | holding | — | — | — | 579 | I | Spousal IRA | |
| Common Stock | holding | — | — | — | 30,000 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Rivendell Estates is a Family Partnership of which Mr. Wright is General Partner
- F2The reporting person expressly disclaims beneficial ownership of these securities and filing this report shall not be construed as an admission of my benefitial ownership thereof for purposes of Section 16 of the Securities, or otherwise.
- F3The reporting person expressly disclaims beneficial ownership of these securities and filing this report shall not be construed as an admission of my beneficial ownership thereof for purposes of Section 16 of the Securities Act, or otherwise.
- F4The reporting person disclaims beneficial ownership of this minor child's shares for purposes of Section 16 of the Securities Act, or any other purpose.
- F5The reporting person expressly disclaims beneficial ownership of these securities and filing this report shall not be construed as an admission of reporting person's ownership thereof for purposes of Section 16 of the Securities Act, or otherwise.
- F6The reporting person expressly disclaims beneficial ownership of these securities and filing this report shall not be construed as an admission of my beneficial ownership thereof for purpose of Section 16 of the Securities act; or otherwise.
- F7The reporting person disclaims beneficial ownership of this minor child's shares for purposes of Section 16 of the Securities Act, or for any other purpose.
- F8The reporting person expressly disclaims beneficial ownerhsip of these securities and filing this report shall not be construed as an admission of my beneficial ownership thereof for purposes of Section 16 of the Securities Act, or otherwise.
- F9Rivendell Estates is a Family Partnership of which Mr. Wright is General Partner.