SEC Form 4 · accession 0000095953-15-000109
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C Bram
Officer — CEO & President · Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 11, 2015 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2015 | P | 2,000 | $8.65 | A | 20,983 | I | Spouse |
| Common Stock | holding | — | — | — | 103,578 | D | ||
| Common Stock | holding | — | — | — | 2,548 | I | IRA | |
| Common Stock | holding | — | — | — | 2,760 | I | 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $11.55 | holding | — | — | — | — | Jan 24, 2021 | Common Stock | 82,342 | 82,342 | D |
| Employee Stock Option (right to buy)F1 | $11.345 | holding | — | — | — | — | Feb 9, 2022 | Common Stock | 8,264 | 8,264 | D |
| Employee Stock Option (right to buy)F1 | $13.70 | holding | — | — | — | — | Feb 7, 2023 | Common Stock | 6,843 | 6,843 | D |
| Employee Stock Option (right to buy)F1 | $16.01 | holding | — | — | — | — | Feb 10, 2025 | Common Stock | 5,075 | 5,075 | D |
Explanation of responses
- F1Options vest in equal installments of 20% beginning one year from date of grant.