SEC Form 4/A · accession 0000095953-15-000030
ASCENT INDUSTRIES CO. · ACNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James G Gibson
Officer — VP of subsidiary
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095953
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $16.01 | Feb 10, 2015 | A | 2,092 | A | — | Feb 10, 2025 | Common Stock | 2,092 | 2,092 | D |
| Employee Stock Option (right to buy)F1 | $14.76 | holding | — | — | — | — | Feb 20, 2024 | Common Stock | 3,398 | 3,398 | D |
Explanation of responses
- F1Options vest in equal installments of 20% beginning one year from date of grant.
- F2N/A