SEC Form 4 · accession 0001437749-19-002044
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jordan M. Alpert
Officer — Sr VP General Counsel & Secy
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | M | 13,586 | $7.36 | A | 35,178 | D | |
| Common StockF2 | Feb 5, 2019 | F | 5,587 | $17.90 | D | 29,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.36 | Feb 5, 2019 | M | 13,586 | D | Feb 7, 2014 | Feb 7, 2019 | Common Stock | 13,586 | 0 | D |
Explanation of responses
- F1Shares acquired upon exercise of stock options.
- F2These shares were delivered to the issuer to satisfy the exercise price of 13,586 stock options.