SEC Form 4 · accession 0001437749-19-001770
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jordan M. Alpert
Officer — Sr VP General Counsel & Secy
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2019 | A | 5,627 | $17.77 | A | 21,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $17.77 | Jan 31, 2019 | A | 5,627 | A | Jan 31, 2021 | Jan 31, 2024 | Common Stock | 5,627 | 5,627 | D |
| Stock Appreciation Rights | $17.77 | Jan 31, 2019 | A | 2,373 | A | Jan 31, 2021 | Jan 31, 2024 | Common Stock | 2,373 | 2,373 | D |
Explanation of responses
- F1Represents a grant of 5,627 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. These shares vest five (5) years from the grant date if Mr. Alpert remains continuously employed by the Company or one of its subsidiaries from the Date of Grant until the Vesting Date.
- F2On January 31, 2019, the date of grant of the performance shares, the closing price of the issuer's common stock on the NASDAQ was $17.77 per share.