SEC Form 4 · accession 0001437749-18-004274
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan/fl Schwartz
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | M | 8,241 | $18.66 | A | 271,580 | D | |
| Common StockF2 | Mar 8, 2018 | D | 5,611 | $27.41 | D | 265,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $18.66 | Mar 8, 2018 | M | 8,241 | D | Feb 6, 2015 | Mar 31, 2018 | CommonStock | 8,241 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F3These stock appreciation rights are fully vested on date of grant.