SEC Form 4 · accession 0001437749-17-020952
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Demott Jr.
Officer — Chief Operating Officer & CFO
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | M | 13,586 | $7.36 | A | 160,703 | D | |
| Common StockF2 | Dec 19, 2017 | F | 3,570 | $28.01 | D | 157,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $7.36 | Dec 19, 2017 | M | 13,586 | D | Feb 7, 2014 | Feb 7, 2019 | Common Stock | 13,586 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock options.
- F2These shares were delivered to the Issuer to satisfy the exercise price of 13,586 stock options.
- F3These options are fully vested on date of grant.