SEC Form 4 · accession 0001437749-17-005876
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan/fl Schwartz
Officer — President · Director
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2017 | M | 6,116 | $16.35 | A | 224,477 | D | |
| Common StockF2 | Mar 30, 2017 | F | 5,474 | $18.27 | D | 219,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $16.35 | Mar 30, 2017 | M | 6,116 | D | Feb 5, 2016 | Mar 31, 2017 | Common Stock | 6,116 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock options.
- F2These shares were delivered to the Issuer to satisfy the exercise price of 6,116 stock options.
- F3These options are fully vested on date of grant.