SEC Form 4 · accession 0001437749-17-004930
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Benstock
Officer — CEO · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2017 | M | 36,286 | $5.645 | A | 547,050 | D | |
| Common StockF2 | Mar 17, 2017 | D | 11,355 | $18.04 | D | 535,695 | D | |
| Common StockF3 | Mar 17, 2017 | F | 6,819 | $18.04 | D | 528,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $5.645 | Mar 17, 2017 | M | 36,286 | D | Feb 1, 2013 | Feb 1, 2018 | Common Stock | 36,286 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F3Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F4These stock appreciation rights are fully vested on date of grant.