SEC Form 4 · accession 0001437749-17-004917

SUPERIOR GROUP OF COMPANIES, INC. · SGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer & CFO

Period of report

Mar 16, 2017

Accepted (ET)

Mar 20, 2017 · 2:18 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000095574

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 16, 2017	M	18,286	$5.645	A	145,749	D
Common Stock^F2	Mar 16, 2017	D	5,783	$17.85	D	139,966	D
Common Stock^F3	Mar 16, 2017	F	3,420	$17.85	D	136,546	D
Common Stock^F4	Mar 17, 2017	M	17,714	$5.645	A	154,260	D
Common Stock^F5	Mar 17, 2017	F	5,543	$18.04	D	148,717	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Rights^F6	$5.645	Mar 16, 2017	M	18,286	D	Feb 1, 2013	Feb 1, 2018	Common Stock	18,286	0	D
Stock Options (Right to Buy)^F7	$5.645	Mar 17, 2017	M	17,714	D	Feb 1, 2013	Feb 1, 2018	Common Stock	17,714	0	D

F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
F2Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
F3Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
F4Shares acquired upon the exercise of stock options.
F5These shares were delivered to the Issuer to satisfy the exercise price of 17,714 stock options.
F6These stock appreciation rights are fully vested on date of grant.
F7These options are fully vest on date of grant.