SEC Form 4 · accession 0001437749-17-001816
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Demott Jr.
Officer — Chief Operating Officer & CFO
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 3, 2017 | A | 11,048 | — | A | 127,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $16.97 | Feb 3, 2017 | A | 5,892 | A | Feb 3, 2017 | Feb 3, 2022 | Common Stock | 5,892 | 5,892 | D |
| Stock Appreciation RightsF4 | $16.97 | Feb 3, 2017 | A | 8,608 | A | Feb 3, 2017 | Feb 3, 2022 | Common Stock | 8,608 | 8,608 | D |
Explanation of responses
- F1This is a restricted stock award which vests on the third anniversary of the grant date or 02/03/2020.
- F2On February 3, 2017, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ Stock Market was $16.97 per share.
- F3These stock options are fully vested on date of grant.
- F4These stock appreciation rights are fully vested on date of grant.