SEC Form 4 · accession 0001437749-16-043396
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Benstock
Officer — Executive VP
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | M | 15,208 | $6.575 | A | 337,063 | D | |
| Common StockF2 | Dec 14, 2016 | F | 4,956 | $20.18 | D | 332,107 | D | |
| Common StockF3 | Dec 14, 2016 | M | 14,792 | $6.575 | A | 346,899 | D | |
| Common StockF4 | Dec 14, 2016 | D | 4,820 | $20.18 | D | 342,079 | D | |
| Common StockF5 | Dec 14, 2016 | F | 2,728 | $20.18 | D | 339,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F6 | $6.575 | Dec 14, 2016 | M | 15,208 | D | Feb 3, 2012 | Feb 3, 2017 | Common Stock | 15,208 | 0 | D |
| Stock Appreciation RightsF7 | $6.575 | Dec 14, 2016 | M | 14,792 | D | Feb 3, 2012 | Feb 3, 2017 | Common Stock | 14,792 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock options.
- F2Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of stock options.
- F3Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F4Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F5Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F6These options are fully vested on date of grant.
- F7These stock appreciation rights are fully vested on date of grant.