SEC Form 4 · accession 0001437749-15-007352
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan/fl Schwartz
Officer — President · Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 14, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Options | Apr 13, 2015 | M | 17,792 | $5.62 | A | 180,434 | D | |
| Stock Options | Apr 13, 2015 | F | 4,333 | $23.08 | D | 176,101 | D | |
| Stock Appreciation Rights | Apr 13, 2015 | M | 42,208 | $5.62 | A | 218,309 | D | |
| Stock Appreciation Rights | Apr 13, 2015 | D | 19,011 | $23.08 | D | 199,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $5.62 | Apr 13, 2015 | M | 17,792 | D | Feb 4, 2011 | Feb 4, 2016 | Common Stock | 17,792 | 0 | D |
| Stock Appreciation Rights | $5.62 | Apr 13, 2015 | M | 42,208 | D | Feb 4, 2011 | Feb 4, 2016 | Common Stock | 42,208 | 0 | D |