SEC Form 4 · accession 0001562180-17-002338
SUPERIOR INDUSTRIES INTERNATIONAL INC · SUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack A Hockema
Director
Period of report
Apr 25, 2017
Accepted (ET)
Jun 29, 2017 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2017 | M | 2,946 | $0.00 | A | 6,915 | D | |
| Common StockF1 | holding | — | — | — | 15,000 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Apr 25, 2017 | A | 3,031 | A | — | — | Common Stock | 3,031 | 5,977 | D |
| Restricted Stock UnitF2,F3 | — | Apr 26, 2017 | M | 2,946 | D | — | — | Common Stock | 2,946 | 3,031 | D |
Explanation of responses
- F1Held by the Hockema Family Trust
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.
- F3The restricted stock units vest and settle in stock on the first anniversary of the grant date.