SEC Form 4 · accession 0001562180-15-000070
SUPERIOR INDUSTRIES INTERNATIONAL INC · SUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Borick
10% Owner
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | M | 32,839 | $0.00 | A | 32,939 | D | |
| Common StockF1 | Feb 5, 2015 | S | 32,839 | $19.5513 | D | 100 | D | |
| Common Stock | Feb 6, 2015 | M | 39,121 | $0.00 | A | 39,221 | D | |
| Common StockF2 | Feb 6, 2015 | S | 39,121 | $19.5297 | D | 100 | D | |
| Common Stock | Feb 9, 2015 | M | 28,322 | $0.00 | A | 28,422 | D | |
| Common StockF3 | Feb 9, 2015 | S | 28,322 | $19.4239 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F4 | $17.70 | Feb 5, 2015 | M | 32,839 | D | Mar 3, 2009 | May 29, 2015 | Common Stock | 32,839 | 87,161 | D |
| Stock Option (Right to buy)F4 | $17.70 | Feb 6, 2015 | M | 39,121 | D | Mar 3, 2009 | May 29, 2015 | Common Stock | 39,121 | 48,040 | D |
| Stock Option (Right to buy)F4 | $17.70 | Feb 9, 2015 | M | 28,322 | D | Mar 3, 2009 | May 29, 2015 | Common Stock | 28,322 | 19,718 | D |
Explanation of responses
- F1Represents the weighted average sales price. The shares were sold at prices ranging from $19.52 to $19.68 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the Staff), Issuer, or a security holder of Issuer, upon request.
- F2Represents the weighted average sales price. The shares were sold at prices ranging from $19.52 to $19.60 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the Staff), Issuer, or a security holder of Issuer, upon request.
- F3Represents the weighted average sales price. The shares were sold at prices ranging from $19.40 to $19.60 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the Staff), Issuer, or a security holder of Issuer, upon request.
- F4These options vested 25% on March 3, 2009, 25% on March 3, 2010, 25% on March 3, 2011 and 25% on March 3, 2012.