SEC Form 4 · accession 0001562180-15-000050
SUPERIOR INDUSTRIES INTERNATIONAL INC · SUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Borick
10% Owner
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2015 | S | 19,507 | $18.807 | D | 100 | D | |
| Common Stock | Jan 23, 2015 | M | 19,507 | $0.00 | A | 19,607 | D | |
| Common StockF2 | Jan 26, 2015 | S | 17,929 | $18.603 | D | 100 | D | |
| Common Stock | Jan 26, 2015 | M | 17,929 | $0.00 | A | 18,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $17.56 | Jan 23, 2015 | M | 19,507 | D | Aug 9, 2007 | Apr 30, 2015 | Common Stock | 17,929 | 17,929 | D |
| Stock Option (Right to Buy)F3 | $17.56 | Jan 26, 2015 | M | 17,929 | D | Aug 9, 2007 | Apr 30, 2015 | Common Stock | 17,929 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price. The shares were sold at prices ranging from $18.80 to $18.94 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the Staff), Issuer, or a security holder of Issuer, upon request.
- F2Represents the weighted average sales price. The shares were sold at prices ranging from $18.60 to $18.65 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff (the Staff), Issuer, or a security holder of Issuer, upon request.
- F3These options vested 25% on August 09, 2007, 25% on August 09, 2008, 25% on August 09, 2009 and 25% on August 09, 2010.