SEC Form 4 · accession 0001179110-15-015480
SUPERVALU INC · SVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne C Sales
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 24, 2015 | S | 433,682 | $7.0492 | D | 100,676 | D | |
| Common StockF3 | Nov 25, 2015 | S | 60,000 | $7.068 | D | 40,676 | D | |
| Commmon StockF4 | Nov 27, 2015 | S | 40,000 | $7.027 | D | 676 | D | |
| Common StockF5 | holding | — | — | — | 294,332 | I | By Directors Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2015.
- F2Reflects the weighted average price of 433,682 shares of common stock of Supervalu Inc. sold by the reporting person in multiple transactions on November 24, 2015, with sale prices ranging from $7.00 to $7.135 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average price of 60,000 shares of common stock of Supervalu Inc. sold by the reporting person in multiple transactions on November 25, 2015, with sale prices ranging from $7.00 to $7.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects the weighted average price of 40,000 shares of common stock of Supervalu Inc. sold by the reporting person in multiple transactions on November 27, 2015, with sale prices ranging from $7.00 to $7.055 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Includes 1,220.588 shares acquired 3/15/12 at a price of $6.17 and 1,678.755 shares acquired 6/15/12 at a price of $4.5497; pursuant to a dividend reinvestment feature of the Issuer's Non-Employee Director Deferred Stock Plan. Also allocated 22.119 shares to reporting person's Direct account under the Issuer's Dividend Reinvestment Plan during the period March 2012 through June 2012, with a price range of $4.5595 to $6.2919 per share.