SEC Form 4 · accession 0000905718-15-000401
SUPERVALU INC · SVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Symphony Investors LLC
10% Owner
Period of report
Apr 23, 2015
Accepted (ET)
Apr 28, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Apr 23, 2015 | J | 54,164,098 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prior to April 23, 2015, Symphony Investors LLC ("Symphony") (i) held 45,990,736 shares of common stock, par value $0.01 per share (the "Common Stock"), of SuperValu Inc., a Delaware corporation (the "Company"), which it acquired on March 21, 2013 pursuant to a Tender Offer Agreement, dated as of January 10, 2013, by and among Symphony, the Company and Cerberus Capital Management, L.P., and (ii) possessed the power to vote and direct the disposition of an additional 8,173,362 shares of the Common Stock held by Kimvue Acquisition, LLC. On April 23, 2015, Symphony (i) distributed all of the shares of the Common Stock held by it to the members of Symphony pro rata in accordance with each member's interest in Symphony and (ii) no longer possessed any power to vote or direct the disposition of shares of the Common Stock held by Kimvue Acquisition, LLC.