SEC Form 4 · accession 0000095521-18-000039

SUPERVALU INC · SVU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Controller - CAO

Period of report

Apr 26, 2018

Accepted (ET)

Apr 30, 2018 · 6:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000095521

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Apr 27, 2018	M	1,748	—	A	4,590	D
Common Stock	Apr 27, 2018	F	557	$17.03	D	4,033	D
Common Stock^F1,F2	Apr 28, 2018	M	1,254	—	A	5,287	D
Common Stock	Apr 28, 2018	F	373	$17.03	D	4,914	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F6,F4,F5	$0.00	Apr 26, 2018	A	12,099	A	—	—	Common Stock	12,099	19,745	D
Restricted Stock Units^F1,F4,F5	$0.00	Apr 27, 2018	M	1,748	D	—	—	Common Stock	1,748	17,997	D
Restricted Stock Units^F1,F4,F5	$0.00	Apr 28, 2018	M	1,254	D	—	—	Common Stock	1,254	16,743	D

F1This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017.
F2Shares of SUPERVALU common stock acquired upon the vesting and conversion of an equal number of restricted stock units.
F3Shares withheld upon vesting to satisfy tax withholding obligations.
F4Each stock unit represents a contingent right to receive one share of SUPERVALU common stock.
F5The units will be converted into shares of SUPERVALU common stock pro rata on the first three anniversaries of the respective grant dates.
F6The restricted stock units vested and converted into shares of SUPERVALU common stock upon a change of control of the company.