SEC Form 4 · accession 0000095521-16-000166
SUPERVALU INC · SVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam K Duncan
Officer — Advisor to the Board · Director
Period of report
Feb 27, 2016
Accepted (ET)
Mar 1, 2016 · 8:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095521
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | Feb 27, 2016 | J | 56,883 | D | — | Feb 27, 2016 | Common Stock | 56,883 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the cash value of one share of SUPERVALU common stock.
- F2These restricted stock units were awarded on April 30, 2015 pursuant to the terms of a Restricted Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested on February 27, 2016 and settle solely in cash.