SEC Form 4 · accession 0001271163-17-000039
BANCROFT FUND LTD · BCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuni Nakamura
Director
Period of report
Jun 22, 2017
Accepted (ET)
Oct 5, 2017 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 22, 2017 | P | 580 | $21.8598 | A | 587 | I | By Children |
| Common SharesF2 | Oct 5, 2017 | P | 1,130 | $22.0653 | A | 1,130 | I | Foundation |
| Common SharesF1 | holding | — | — | — | 1,470 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
- F2Mr. Nakamura serves as a trustee to this non-profit foundation.