SEC Form 4 · accession 0001271163-15-000048
BANCROFT FUND LTD · BCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthonie C Vanekris
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 9, 2015 | P | 1,250 | $19.3971 | A | 1,250 | I | Trust account for son |
| Common SharesF2 | Nov 9, 2015 | P | 1,250 | $19.3971 | A | 1,250 | I | Trust account for daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported are held in a trust account for the son of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account.
- F2The shares reported are held in a trust account for the daughter of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account.