SEC Form 4 · accession 0000009521-15-000002
BANCROFT FUND LTD · BCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane D O'Keeffe
Officer — President · Director · Other
Period of report
Mar 25, 2015
Accepted (ET)
Mar 25, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1,F2 | Mar 25, 2015 | J | 4,739 | $0.00 | D | 8,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This FM 4 is being refiled as an amendment to the original FM 4 also filed on 3/25/15 for J. O'Keeffe. Footnote 2 was misleading - the reporting person owns only 8,600 shares directly and 4,677 shares indirectly.
- F2In addition, the reporting person is the indirect owner of 4,677.49 shares held by an UTMA trust for the benefit of her son.