SEC Form 4 · accession 0000095052-16-000078
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Beattie
Officer — Chairman, President & CEO · Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2 | Aug 12, 2016 | D | 27,972 | $13.91 | D | 1,284,916 | D | |
| Common Stock, $.01 par valueF2 | Aug 12, 2016 | F | 38,255 | $13.91 | D | 1,246,661 | D | |
| Common Stock, $.01 par valueF4 | holding | — | — | — | 184,029 | I | Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of performance-based restricted stock units granted on August 10, 2015 and December 2, 2015 as a result of the Issuer not achieving specified performance targets for the fiscal year ended June 30, 2016.
- F2Includes 113,567 service-based restricted stock units and 60,053 performance-based restricted stock units.
- F3Represents shares withheld by the Issuer in satisfaction of tax withholding obligations arising from the vesting of (i) service-based restricted stock units granted on August 12, 2013, August 21, 2014 and August 10, 2015, and (ii) performance-based restricted stock units granted on August 21, 2014, August 10, 2015, and December 2, 2015. The price reflected is the closing market price of the Issuer's Common Stock on the vesting date, August 12, 2016.
- F4Shares held in family trust of which Reporting Person's spouse is trustee, and spouse and minor children are beneficiaries.