SEC Form 5 · accession 0000095052-16-000077
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Beattie
Officer — Chairman, President & CEO · Director
Period of report
Jun 30, 2016
Accepted (ET)
Aug 12, 2016 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2 | Dec 18, 2015 | G | 1,350 | $0.00 | D | 1,321,888 | D | |
| Common Stock, $.01 par valueF3,F2 | Mar 9, 2016 | G | 6,300 | $0.00 | D | 1,315,588 | D | |
| Common Stock, $.01 par valueF1,F2 | Apr 1, 2016 | G | 1,700 | $0.00 | D | 1,313,888 | D | |
| Common Stock, $.01 par valueF1,F2 | Aug 1, 2016 | G | 1,000 | $0.00 | D | 1,312,888 | D | |
| Common Stock, $.01 par valueF4 | Mar 9, 2016 | G | 6,300 | $0.00 | A | 184,029 | I | thru Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to unaffiliated third party.
- F2Includes 194,933 service-based restricted stock units and 122,867 performance-based restricted stock units.
- F3Transfer of Shares to Family Trust.
- F4Shares held in family trust of which Reporting Person's spouse is trustee, and spouse and minor children are beneficiaries.