SEC Form 4 · accession 0000095052-15-000050
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franz-Ferdinand Buerstedde
Director
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Dec 2, 2015 | A | 5,700 | $0.00 | A | 5,700 | D | |
| Common Stock, $.01 par valueF2 | Dec 2, 2015 | A | 4,705 | $10.52 | A | 10,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units issued pursuant to the Issuer's 2014 Non-Employee Director Stock Award Plan. This grant will vest in full three years from the date of grant provided the Reporting Person is still serving as a director on such date. Grant received in connection with the Reporting Person's service on the Board of Directors of the Issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The Reporting Person has an understanding with entities affiliated with Rhone Capital L.L.C. pursuant to which he holds his reported securities for the benefit of entities affiliated with Rhone Capital L.L.C.
- F2Shares issued pursuant to the Issuer's 2014 Non-Employee Director Stock Award Plan in lieu of a cash payment of the annual director retainer. Shares received in connection with the Reporting Person's service on the Board of Directors of the Issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The Reporting Person has an understanding with entities affiliated with Rhone Capital L.L.C. pursuant to which he holds his reported securities for the benefit of entities affiliated with Rhone Capital L.L.C.