SEC Form 4 · accession 0000095052-15-000042
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Berens
Director
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 25, 2015 | G | 1,972 | $0.00 | D | 803,500 | D | |
| Common Stock, $.01 par value | Dec 2, 2015 | A | 5,700 | $0.00 | A | 809,200 | D | |
| Common Stock, $.01 par value | Dec 2, 2015 | A | 4,705 | $10.52 | A | 813,905 | D | |
| Common Stock, $.01 par valueF4 | holding | — | — | — | 100 | I | Custodial Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift to unaffiliated third party.
- F2Grant of Restricted Stock Units issued pursuant to the Issuer's 2014 Non-Employee Director Stock Award Plan. This grant will vest in full three years from the date of grant provided the Reporting Person is still serving as a director on such date.
- F3Shares issued pursuant to the Issuer's 2014 Non-Employee Director Stock Award Plan in lieu of a cash payment of the annual director retainer.
- F4Shares held in a custodian account pursuant to the Uniform Gifts to Minors Act, for the benefit of one of Reporting Person's child, of which the Reporting Person is the custodian.