SEC Form 4 · accession 0000095052-15-000025
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Lauzat
Officer — President, International
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2 | Aug 10, 2015 | A | 37,400 | $0.00 | A | 53,000 | D | |
| Common Stock, $.01 par valueF4 | Aug 10, 2015 | A | 20,800 | $0.00 | A | 73,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $9.63 | Aug 10, 2015 | A | 46,400 | A | — | Aug 10, 2025 | Common Stock, $.01 par value | 46,400 | 46,400 | D |
| Stock Option (Right to Buy)F6 | $9.63 | Aug 10, 2015 | A | 87,000 | A | — | Aug 10, 2025 | Common Stock, $.01 par value | 87,000 | 87,000 | D |
Explanation of responses
- F1This grant of service-based restricted stock units will vest in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2016, 2017 and 2018 (each a "Vesting Date"), but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
- F2Includes 47,800 service-based restricted stock units.
- F3This grant of service-based restricted stock units will vest in full on the date that is two business days following the public announcement of the Issuer's financial results for the fiscal year ending June 30, 2018, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable vesting date.
- F4Includes 68,600 service-based restricted stock units.
- F5This stock option shall become exercisable in equal thirds over a three-year period on each applicable Vesting Date, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
- F6This stock option will become exercisable in full on the date that is two business days following the public announcement of the Issuer's financial results for the fiscal year ending June 30, 2018, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable vesting date.