SEC Form 4 · accession 0000095052-15-000024
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel B Ronkin
Officer — President, Global Fragrances
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2 | Dec 3, 2014 | G | 1,500 | $0.00 | D | 161,425 | D | |
| Common Stock, $.01 par valueF2 | Mar 12, 2015 | G | 3,000 | $0.00 | D | 158,425 | D | |
| Common Stock, $.01 par valueF4 | Aug 10, 2015 | F | 4,004 | $9.63 | D | 154,421 | D | |
| Common Stock, $.01 par valueF6 | Aug 10, 2015 | A | 42,100 | $0.00 | A | 196,521 | D | |
| Common Stock, $.01 par valueF8 | Aug 10, 2015 | A | 20,800 | $0.00 | A | 217,321 | D | |
| Common Stock, $.01 par valueF9 | holding | — | — | — | 850 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F10 | $9.63 | Aug 10, 2015 | A | 52,200 | A | — | Aug 10, 2025 | Common Stock, $.01 par value | 52,200 | 52,200 | D |
| Stock Option (Right to Buy)F11 | $9.63 | Aug 10, 2015 | A | 87,000 | A | — | Aug 10, 2025 | Common Stock, $.01 par value | 87,000 | 87,000 | D |
Explanation of responses
- F1Gift of shares to donor-advised charitable fund.
- F10This stock option shall become exercisable in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2016, 2017 and 2018, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable vesting date.
- F11This stock option shall become exercisable in full on the date that is two business days following the public announcement of the Issuer's financial results for the fiscal year ending June 30, 2018, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable vesting date.
- F2Includes 62,768 service-based restricted stock units.
- F3Represents shares withheld by the Issuer in satisfaction of tax withholding obligations arising from the vesting of service-based restricted stock units granted on August 13, 2012, August 12, 2013, and August 21, 2014. The price reflected is the closing market price of the Issuer's Common Stock on the vesting date, August 10, 2015.
- F4Includes 48,134 service-based restricted stock units.
- F5This grant of service-based restricted stock units will vest in thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2016, 2017 and 2018, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable vesting date.
- F6Includes 90,234 service-based restricted stock units.
- F7This grant of service-based restricted stock units will vest in full on the date that is two business days following the public announcement of the Issuer's financial results for the fiscal year ending June 30, 2018, but, subject to certain exceptions, only if the Reporting Person is still employed with the Issuer on the applicable vesting date.
- F8Includes 111,034 service-based restricted stock units.
- F9Shares of common stock held in a trust, of which the Reporting Person is the Trustee, for the benefit of two of the Reporting Person's children.