SEC Form 4 · accession 0000095052-15-000008
ELIZABETH ARDEN INC · RDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jw Nevil Thomas
Director
Period of report
Aug 20, 2014
Accepted (ET)
Feb 6, 2015 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2 | Aug 20, 2014 | G | 2,095 | $0.00 | D | 39,148 | D | |
| Common Stock, $.01 par valueF3 | holding | — | — | — | 86,238 | I | Thru Nevcorp |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to unaffiliated third party.
- F2Includes (i) 29,458 held by Sandringham Capital, Inc., a company owned and controlled by Mr. Thomas, and (ii) 9,690 shares held in retirement accounts.
- F3Held by Nevcorp, Inc., a company for which Mr. Thomas serves as its Chief Executive Officer with voting and investment control over the shares and which is owned by Mayfront Trust of which three of Mr. Thomas' children are trustees. Mr. Thomas disclaims beneficial ownership as to these shares.