SEC Form 4 · accession 0001127602-17-000575
STURM RUGER & CO INC · RGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn Christopher Leska
Officer — Vice President, Sales
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | M | 10,513 | $52.70 | A | 10,723 | D | |
| Common StockF1 | Dec 31, 2016 | F | 5,261 | $52.70 | D | 5,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F2 | — | Dec 31, 2016 | M | 10,513 | D | Jan 1, 2017 | Jan 1, 2017 | Common Stock | 10,513 | 3,369 | D |
Explanation of responses
- F1Conversion of restricted stock units to Common Stock on a one-to-one basis upon achievement of time-based vesting requirements, with payroll taxes related to the conversion paid in shares.
- F2Security converted to Common Stock on a one-to-one basis on the date vested in accordance with the terms of the award.