SEC Form 4 · accession 0001127602-16-051782
STURM RUGER & CO INC · RGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir Rosenthal
Director
Period of report
May 3, 2016
Accepted (ET)
May 11, 2016 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2016 | M | 992 | — | A | 14,299 | D | |
| Common StockF2 | May 6, 2016 | A | 756 | $0.00 | A | 15,055 | D | |
| Common StockF3 | May 6, 2016 | A | 504 | $0.00 | A | 15,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F4,F1 | — | May 3, 2016 | M | 992 | D | May 3, 2016 | May 3, 2016 | Common Stock | 992 | 746 | D |
Explanation of responses
- F1Restricted stock units convert to common stock on a one-to-one basis on the date they become vested in accordance with the terms of the award.
- F2The restricted stock vests and converts to common stock on May 6, 2019.
- F3The restricted stock vests and becomes issuable on the date of the Company's 2017 Annual Meeting.
- F4Restricted stock units subject to time-based vesting and other conditions of the award.