SEC Form 4 · accession 0001127602-16-045399
STURM RUGER & CO INC · RGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Patrick Sullivan
Officer — VP of Newport Operations
Period of report
Mar 5, 2016
Accepted (ET)
Mar 8, 2016 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2016 | M | 2,892 | $73.39 | A | 34,568 | D | |
| Common Stock | Mar 5, 2016 | F | 1,213 | $73.39 | D | 33,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F2 | $0.00 | Mar 5, 2016 | M | 2,892 | D | Mar 5, 2016 | Mar 5, 2023 | Common Stock | 2,892 | 3,605 | D |
Explanation of responses
- F1Conversion of restricted stock units upon achievement of time-based vesting requirements, with payroll taxes related to the conversion paid in shares.
- F2Security converted to Common Stock on a one-to-one basis on the date vested in accordance with the terms of the award.