SEC Form 4 · accession 0001127602-15-016949
STURM RUGER & CO INC · RGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir Rosenthal
Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 8, 2015 | M | 1,017 | — | A | 11,815 | D | |
| Common StockF2 | May 8, 2015 | A | 895 | $0.00 | A | 12,710 | D | |
| Common StockF1 | May 8, 2015 | A | 597 | $0.00 | A | 13,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F3,F5 | — | May 8, 2015 | M | 1,017 | D | — | — | Common Stock | 1,017 | 7,210 | D |
Explanation of responses
- F1The restricted stock vests and becomes issuable on the date of the Company's 2016 Annual Meeting.
- F2Restricted stock units vest and convert to common stock on May 8, 2018.
- F3Securities convert to Common Stock on a one-to-one basis on the date vested in accordance with the terms of the award.
- F4Conversion of restricted stock units upon achievement of time-based vesting requirement.
- F5Restricted stock units granted on May 8, 2012 vested on the third anniversary of the grant date.