SEC Form 4 · accession 0001127602-15-009999
STURM RUGER & CO INC · RGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Patrick Sullivan
Officer — VP of Newport Operations
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095029
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 3,861 | $52.70 | A | 21,840 | D | |
| Common Stock | Mar 3, 2015 | F | 1,636 | $52.70 | D | 20,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F2 | $0.00 | Mar 3, 2015 | M | 3,861 | D | Feb 28, 2015 | Feb 28, 2022 | Common Stock | 3,861 | 40,392 | D |
| Common Stock (Right to Buy)F3,F4 | $0.00 | Mar 3, 2015 | A | 3,605 | A | Mar 3, 2018 | Mar 3, 2025 | Common Stock | 3,605 | 43,997 | D |
Explanation of responses
- F1Conversion of restricted stock units upon achievement of time-based vesting requirements, with payroll taxes related to the conversion paid in shares.
- F2Security converted to Common Stock on a one-to-one basis on the date vested in accordance with the terms of the award.
- F3Restricted stock units subject to time-based vesting and other conditions of the award.
- F4Securities convert to Common Stock on a one-to-one basis on the date vested in accordance with the terms of the award.