SEC Form 4 · accession 0001562180-18-005049
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Dec 18, 2018 | G | 16,300 | $0.00 | D | 84,697 | D | |
| Class A CommonF2 | Dec 18, 2018 | G | 1,850 | $0.00 | D | 82,847 | D | |
| Class A Common | Dec 18, 2018 | G | 16,300 | $0.00 | A | 39,300 | I | By Foundation managed by Reporting Person |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 16,300 shares from his direct ownership into a foundation he controls. Also on the Transaction Date, the Reporting Person gifted 1,850 shares from his direct ownership to a charitable foundation for which he exercises no control or ownership.
- F2The shares reported include 654 shares of restricted stock subject to vesting conditions.