SEC Form 4 · accession 0001562180-18-004773
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Nov 30, 2018
Accepted (ET)
Dec 3, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F3 | Nov 30, 2018 | S | 3,497 | $275.02 | D | 119,755 | D | |
| Class A CommonF4,F3 | Nov 30, 2018 | S | 707 | $277.17 | D | 119,048 | D | |
| Class A CommonF5,F3 | Nov 30, 2018 | S | 380 | $278.50 | D | 118,668 | D | |
| Class A CommonF6,F3 | Nov 30, 2018 | S | 1,612 | $279.69 | D | 117,056 | D | |
| Class A CommonF7,F3 | Nov 30, 2018 | S | 1,417 | $281.69 | D | 115,639 | D | |
| Class A CommonF8,F3 | Nov 30, 2018 | S | 1,476 | $282.59 | D | 114,163 | D | |
| Class A CommonF9,F3 | Nov 30, 2018 | S | 228 | $283.27 | D | 113,935 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By Descendants' Trust LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 23,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2018.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,497 shares is from $275.00 to $275.24. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The shares reported include 654 shares of restricted stock subject to vesting conditions.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 707 shares is from $277.03 to $277.91 The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 380 shares is from $278.11 to $278.95. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,612 shares is from $279.49 to $279.83 The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,417 shares is from $281.00 to $282.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F8The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,476 shares is from $282.01 to $283.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F9The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 228 shares is from $283.11 to $283.71. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.