SEC Form 4 · accession 0001562180-18-003992
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Sep 20, 2018
Accepted (ET)
Sep 20, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F3 | Sep 20, 2018 | S | 1,337 | $286.31 | D | 37,035 | D | |
| Class A CommonF4,F3 | Sep 20, 2018 | S | 168 | $287.26 | D | 36,867 | D | |
| Class A CommonF5,F3 | Sep 20, 2018 | S | 120 | $289.24 | D | 36,747 | D | |
| Class A CommonF6,F3 | Sep 20, 2018 | S | 1,068 | $290.92 | D | 35,679 | D | |
| Class A CommonF7,F3 | Sep 20, 2018 | S | 400 | $291.54 | D | 35,279 | D | |
| Class A CommonF8,F3 | Sep 20, 2018 | S | 530 | $293.18 | D | 34,749 | D | |
| Class A CommonF9,F3 | Sep 20, 2018 | S | 1,377 | $294.01 | D | 33,372 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 23,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2018.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,337 shares is from $285.80 to $286.65. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The shares reported include 654 shares of restricted stock subject to vesting conditions.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 168 shares is from $286.90 to $287.35. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 120 shares is from $289.20 to $289.25. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,068 shares is from $290.25 to $291.18. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $291.30 to $291.75. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F8The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 530 shares is from $292.70 to $293.20. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F9The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,377 shares is from $293.78 to $294.20. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.