SEC Form 4 · accession 0001562180-18-003985
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Sep 19, 2018
Accepted (ET)
Sep 19, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F3 | Sep 19, 2018 | S | 699 | $306.40 | D | 42,673 | D | |
| Class A CommonF4,F3 | Sep 19, 2018 | S | 200 | $307.33 | D | 42,473 | D | |
| Class A CommonF5,F3 | Sep 19, 2018 | S | 475 | $308.27 | D | 41,998 | D | |
| Class A CommonF3 | Sep 19, 2018 | S | 100 | $309.00 | D | 41,898 | D | |
| Class A CommonF6,F3 | Sep 19, 2018 | S | 1,226 | $310.11 | D | 40,672 | D | |
| Class A CommonF3 | Sep 19, 2018 | S | 100 | $311.00 | D | 40,572 | D | |
| Class A CommonF3 | Sep 19, 2018 | S | 100 | $312.00 | D | 40,472 | D | |
| Class A CommonF7,F3 | Sep 19, 2018 | S | 1,100 | $313.20 | D | 39,372 | D | |
| Class A CommonF8,F3 | Sep 19, 2018 | S | 1,000 | $314.41 | D | 38,372 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 23,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,565 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2018.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 699 shares is from $306.05 to $307.00. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The shares reported include 654 shares of restricted stock subject to vesting conditions.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $307.05 to $307.60. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 475 shares is from $308.15 to $308.55. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,226 shares is from $310.00 to $310.80. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,100 shares is from $313.00 to $313.93. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F8The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,000 shares is from $314.05 to $314.45. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.